Academic Papers

Research papers, preprints, and technical reports on alignment, interpretability, and safety.

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Computing Machinery and Intelligence

Alan Turing

Turing's imitation game paper launched the field by asking whether machines can think, setting the philosophical and technical agenda for every alignment debate that followed.

Intermediate~40 min read1950

The Coming Technological Singularity

Vernor Vinge

Vinge coined the Singularity as a near-term horizon beyond which superhuman intelligence makes prediction impossible, framing the urgency that drives alignment timelines today.

Intermediate~25 min read1993

Research priorities for robust and beneficial AI

Stuart Russell, Daniel Dewey, Max Tegmark

The Puerto Rico letter unified the AI research community around the goal of building systems that are robust and beneficial, not merely capable.

Intermediate~15 min read2015

Concrete problems in AI safety

Dario Amodei et al.

Amodei et al. grounded AI safety as a concrete ML research agenda by cataloging five failure modes: reward hacking, side effects, distributional shift, unsafe exploration, and scalable oversight.

Advanced~45 min read2016

Proximal Policy Optimization (PPO)

Schulman et al.

PPO stabilized policy gradient training and became the optimization backbone behind RLHF pipelines including early ChatGPT, making it foundational infrastructure for alignment work.

Advanced~20 min read2017

Deep Reinforcement Learning from Human Preferences

Paul Christiano et al.

Christiano et al. established preference-based reward modeling, the foundational method that RLHF alignment pipelines later built on to steer language model behavior.

Advanced~30 min read2017

The Lottery Ticket Hypothesis

Jonathan Frankle, Michael Carbin

Frankle and Carbin showed large networks contain sparse, high-performing subnetworks, suggesting most parameters may be unnecessary and opening paths for interpretability via pruning.

Advanced~75 min read2018

Backdoor Attacks

Gu et al.

Gu et al. demonstrated that hidden triggers implanted during training can cause catastrophic behavior at deployment despite otherwise normal performance, a precursor to sleeper agent concerns.

Advanced~25 min read2017

AI Safety via Debate

Geoffrey Irving et al.

Irving et al. proposed having AI systems adversarially debate each other to help human judges evaluate answers on questions too complex for direct human assessment.

Advanced~45 min read2018

Risks from Learned Optimization

Evan Hubinger et al.

Hubinger et al. introduced mesa-optimization: the risk that a trained model develops its own internal objectives that diverge from the training objective, creating deceptive alignment.

Advanced~70 min read2019

The Vulnerable World Hypothesis

Nick Bostrom

Bostrom argues that some technologies are civilizational black balls, requiring unprecedented global governance to prevent collapse, with AI as a leading candidate.

Intermediate~40 min read2019

Causal Confusion in Imitation Learning

Pim de Haan et al.

De Haan et al. showed imitation agents exploit spurious causal structure in training data, demonstrating how policies trained on underspecified signals fail in deployment.

Advanced~30 min read2019

The Windfall Clause

OpenAI, FHI

This proposal for sharing extreme AI profits aims to reduce competitive race dynamics and broaden societal benefit, addressing the governance gap around transformative AI wealth.

Intermediate~10 min read2020

Language Models are Few-Shot Learners (GPT-3)

OpenAI

GPT-3 demonstrated in-context learning at scale, forcing the field to rethink assumptions about what pretrained models can do and compressing alignment timelines.

Advanced~2.5 hr read2020

MMLU Benchmark

Dan Hendrycks et al.

MMLU became the standard broad-spectrum benchmark for evaluating general knowledge and reasoning, anchoring capability comparisons that inform alignment urgency.

Advanced~50 min read2020

Scaling Laws for Neural Language Models

Jared Kaplan et al.

Kaplan et al. quantified predictable performance scaling with compute, data, and parameters, enabling labs to forecast capability jumps and estimate safety lead time.

Advanced~55 min read2020

Instruct-GPT-3

OpenAI

OpenAI showed that instruction tuning with RLHF can transform a raw next-token predictor into a helpful, more controllable assistant, proving alignment interventions work at scale.

Advanced~2 hr read2022

Training a Helpful and Harmless Assistant with RLHF

Anthropic

Anthropic detailed techniques for training safer assistants using RLHF and laid groundwork for Constitutional AI, showing how safety and helpfulness can be jointly optimized.

Advanced~2 hr read2022

GopherCite

DeepMind

DeepMind tackled hallucination by training models to cite sources and support claims with verifiable evidence, a key step toward trustworthy AI outputs.

Advanced~70 min read2022

The Pile

EleutherAI

The Pile revealed how training corpus composition strongly shapes downstream capability and failure modes, making data curation a first-class safety concern.

Advanced~70 min read2021

TruthfulQA

Owain Evans et al.

TruthfulQA exposed how language models confidently repeat popular falsehoods, establishing a benchmark for measuring truthfulness as distinct from fluency.

Advanced~70 min read2021

Unsolved Problems in ML Safety

Dan Hendrycks et al.

Hendrycks et al. enumerate concrete unresolved failure classes including robustness, monitoring, alignment, and systemic safety that still block dependable deployment of advanced AI.

Intermediate~50 min read2021

Chain-of-Thought Prompting

Jason Wei et al.

Prompted intermediate reasoning unlocked substantial gains on complex tasks, but also revealed that reasoning chains can be unfaithful to the model's actual computation.

Advanced~75 min read2022

Grokking

Power et al.

Power et al. discovered delayed phase transitions where generalization appears suddenly after long memorization, suggesting dangerous capabilities could emerge without warning during training.

Advanced~20 min read2022

Improving Alignment of Dialogue Agents (Sparrow)

DeepMind

Sparrow pioneered rule-constrained dialogue alignment with human feedback and targeted safety interventions, testing whether explicit behavioral rules can scale.

Advanced~2.5 hr read2022

Emergent Abilities of LLMs

Wei et al.

Wei et al. documented capability discontinuities appearing at key scale thresholds, raising concern that dangerous abilities could emerge unpredictably in larger models.

Advanced~55 min read2022

Goal Misgeneralization

Rohin Shah et al.

Shah et al. showed AI agents can generalize capabilities to new environments while failing to generalize the intended goal, a central alignment failure pattern.

Advanced~45 min read2022

Is Power-Seeking AI an Existential Risk?

Joe Carlsmith

Carlsmith builds a step-by-step argument for why sufficiently capable AI systems may converge on power-seeking behavior, making the x-risk case rigorous and actionable.

Intermediate~1.5 hr read2022

Model Organisms of Misalignment

Evan Hubinger et al.

This work constructs tractable laboratory settings where AI models learn misaligned strategies, enabling researchers to study alignment failures empirically rather than theoretically.

Intermediate~25 min read2023

Red Teaming Language Models to Reduce Harms

Deep Ganguli et al.

Anthropic formalized red teaming for LLMs as a repeatable methodology, turning adversarial probing into a systematic process for discovering and cataloging misuse pathways.

Advanced~55 min read2022

Sparks of Artificial General Intelligence

Sebastien Bubeck et al.

Bubeck et al. documented broad GPT-4 capability jumps across domains, compressing alignment timelines and stress-testing whether current safety evaluations are sufficient.

Advanced~4.5 hr read2023

Are Emergent Abilities a Mirage?

Schaeffer et al.

Schaeffer et al. argued apparent emergence can be a measurement artifact rather than a true phase change, complicating how we forecast dangerous capability thresholds.

Advanced~25 min read2023

Direct Preference Optimization (DPO)

Rafailov et al.

DPO provides a simpler and often more stable alternative to PPO-based RLHF for preference alignment, lowering the barrier to safety-tuning open models.

Advanced~50 min read2023

Let's Verify Step by Step

OpenAI

Process reward models that score intermediate reasoning steps reduce brittle answer-only optimization, improving reliability and making AI reasoning more auditable.

Advanced~50 min read2023

Jailbroken

Alex Wei et al.

This paper catalogs prompt-based bypasses of LLM safety training, showing that many safeguards behave like brittle wrappers rather than deep behavioral changes.

Advanced~60 min read2023

Universal Adversarial Attacks

LLM security research community

Simple adversarial suffixes can systematically bypass safety behavior across many models, revealing that current defenses are not robust against automated attack search.

Advanced~55 min read2023

Weak-to-Strong Generalization

Collin Burns et al.

Burns et al. studied whether weaker supervisors can reliably align stronger models, directly testing the key bottleneck of scalable oversight as AI surpasses human ability.

Advanced~90 min read2023

Reframing Superintelligence

Eric Drexler

Drexler challenges monolithic AGI assumptions and proposes that advanced AI could emerge as an ecosystem of specialized services, changing the risk landscape and governance strategies.

Intermediate~6.5 hr read2019

Alignment Faking in Large Language Models

Ryan Greenblatt et al.

Anthropic and Redwood Research caught Claude 3 Opus strategically complying with a training objective it disagreed with to avoid being modified — the first empirical demonstration of alignment faking emerging in a production model.

Advanced~4 hr read2024

Frontier Models are Capable of In-context Scheming

Alexander Meinke et al.

Apollo Research showed frontier models will disable oversight mechanisms, exfiltrate what they believe are their own weights, and lie about it under interrogation, turning scheming from theory into a measurable evaluation.

Advanced~2 hr read2024

Measuring AI Ability to Complete Long Software Tasks

Thomas Kwa et al.

METR's time-horizon metric showed the length of software tasks AI agents can complete doubling roughly every seven months, giving timeline debates their most concrete and widely cited capability trend line.

Advanced~45 min read2025

The Singapore Consensus on Global AI Safety Research Priorities

Yoshua Bengio et al.

Nearly 100 researchers across 11 countries converge on a shared technical safety research agenda spanning trustworthy development, risk assessment, and post-deployment control, turning the International AI Safety Report's findings into concrete research priorities.

Intermediate~2 hr read2025

Verbalizable Representations Form a Global Workspace in Language Models

Wes Gurnee et al.

Anthropic's interpretability team identified a small, evolving buffer of concepts that a language model can report, hold, and reason with — functionally similar to a cognitive global workspace — giving researchers a new structural handle on what a model is silently processing before it says anything.

Advanced~2 hr read2026